Aviva Administration Limited

FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 4 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Trades With You Directly

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Robert Thomas Lench
IRN RTL00001
- (337)CF1 Director (AR) (3 Sep 2003 to 2 Oct 2003)
Robert Vardon Page
IRN RVP00002
- (736)CF21 Investment Adviser (16 Jul 2004 to 3 Jun 2006)
- (735)CF22 Investment Adviser (Trainee) (10 Apr 2003 to 16 Jul 2004)
Robert Victor Edenbrow
IRN RVE00002
- (1550)CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2004)
- (1551)CF4 Partner (AR) (1 Dec 2001 to 30 Aug 2007)
Robert William Albert Howe
IRN RWH01137
- (2791)CF2 Non Executive Director (13 Apr 2015 to 29 Dec 2017)
Robert William Barnett
IRN RWB01106
- (62)CF1 Director (29 Oct 2013 to 23 Apr 2015)
- (61)CF29 Significant management (17 Aug 2011 to 20 Nov 2014)
Robert William Brightman
IRN RXB01031
- (21)[FCA CF] Significant management (since 1 Mar 2025)
Robert William Frederick Yates
IRN RWY01008
- (262)CF1 Director (AR) (1 Dec 2001 to 1 Feb 2004)
Robert William Harrison
IRN RXH00728
- (39)SMF17 Money Laundering Reporting Officer (MLRO) (since 3 May 2024)
Robert William Hodges
IRN RWH00026
- (1040)CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)
Robert William Lucas
IRN RWL00015
- (1474)CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Tudor Financial Consultants (no longer appointed)
FRN 214494 · Appointed 1 Dec 2001 · Until 22 Aug 2002
Birmingham Midshires Financial Services Limited (no longer appointed)
FRN 169484 · Appointed 1 Dec 2001 · Until 31 Dec 2008
Staffordshire Financial Services Ltd (no longer appointed)
FRN 210725 · Appointed 1 Dec 2001 · Until 31 Dec 2004
Colin Usherwood (no longer appointed)
FRN 214484 · Appointed 1 Dec 2001 · Until 12 Aug 2007
Suttons Financial Services Ltd (no longer appointed)
FRN 414699 · Appointed 1 Dec 2001 · Until 24 Jan 2008
Cobalt Asset Management LLP (no longer appointed)
FRN 214681 · Appointed 1 Dec 2001 · Until 21 Jan 2003
McCormick Financial Consultancy Ltd (no longer appointed)
FRN 214491 · Appointed 1 Dec 2001 · Until 19 Aug 2007
Sweeney Fyrth Partnership (no longer appointed)
FRN 214493 · Appointed 1 Dec 2001 · Until 30 Nov 2002
Premier Voice & Data Ltd (no longer appointed)
FRN 207114 · Appointed 29 Oct 2001 · Until 31 Oct 2004
Pennington Associates Limited (no longer appointed)
FRN 207108 · Appointed 23 Oct 2001 · Until 2 Sep 2007

Recent activity

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (3619)SMF2 Chief Finance
4 days ago
controlled function added: (3618)SMF3 Executive Director
4 days ago
controlled function added: (3617)Responsible for Insurance Distribution
4 days ago
controlled function added: (3616)CF10 Compliance Oversight
4 days ago
controlled function added: (3615)CF4 Partner (AR)
4 days ago
controlled function added: (3614)[FCA CF] Significant management
4 days ago
controlled function added: (3613)[FCA CF] Manager of certification employee
4 days ago
controlled function added: (3612)SMF18 Other Overall Responsibility
4 days ago
controlled function added: (3611)SMF2 Chief Finance
4 days ago
controlled function added: (3610)SMF3 Executive Director

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.