Date authorised
1 April 2013
Companies House
04567760
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Floor 14
    C I Tower
    St. Georges Square
    New Malden
    Surrey
    KT3 4HG
    UNITED KINGDOM
    Phone
    +4403306601000
  • Complaints Contact

    Floor 14
    C I Tower
    St. Georges Square
    New Malden
    Surrey
    KT3 4HG
    UNITED KINGDOM
    Phone
    +4403306601000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kennedy Emma Round

    IRN KXR00333

    • [FCA CF] Significant management (since 19 Dec 2022)
  • Mark Robert Eastham

    IRN MRE01068

    • SMF3 Executive Director (since 18 Mar 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (1 Apr 2015 to 8 Dec 2019)
  • Neil James Huzinga

    IRN NJH01153

    • CF10 Compliance Oversight (29 May 2009 to 2 Sep 2013)
    • CF14 Risk Assessment (1 Aug 2005 to 5 Mar 2007)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 5 Mar 2007)
    • CF1 Director (14 Jan 2005 to 26 Sep 2016)
    • CF15 Internal Audit (14 Jan 2005 to 5 Mar 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 26 Sep 2016)
  • Oliver Cook

    IRN OXC81008

    • SMF3 Executive Director (24 Aug 2020 to 30 Apr 2021)
  • Patrick Hillyer Hillyer

    IRN PXH00664

    • [FCA CF] Significant management (since 12 Apr 2021)
  • Phillip James Walter

    IRN PJW01312

    • CF3 Chief Executive (2 Sep 2013 to 11 Dec 2014)
    • CF1 Director (2 Sep 2013 to 11 Dec 2014)
    • CF28 Systems and controls (2 Sep 2013 to 11 Dec 2014)
  • Richard Wilson

    IRN RXW01912

    • SMF3 Executive Director (9 Dec 2019 to 29 Apr 2025)
    • Responsible for Insurance Distribution (24 Apr 2019 to 19 Apr 2022)
    • CF1 Director (10 Jul 2018 to 8 Dec 2019)
  • Robert Clements

    IRN RXC02302

    • CF28 Systems and controls (20 Apr 2017 to 19 Oct 2017)
  • Robert Marshall-Love

    IRN RXM00385

    • [FCA CF] Significant management (since 9 Dec 2020)
    • [FCA CF] Material risk taker (9 Dec 2020 to 30 Sep 2021)
  • Robert Plant

    IRN RXP00459

    • [FCA CF] Significant management (since 5 Dec 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.