AUXILLIS LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Claims Lead Generation

Senior staff personally approved by the FCA to hold their roles here.

Bryan Harvey Irving
IRN BHI01000
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 1 Mar 2005)
- Responsible for Insurance Mediation (14 Jan 2005 to 1 Mar 2005)
- CF8 Apportionment and Oversight (14 Jan 2005 to 13 Apr 2005)
- CF3 Chief Executive (14 Jan 2005 to 13 Apr 2005)
David Allan Robertson
IRN DAR01150
- CF1 Director (13 Apr 2005 to 4 Nov 2008)
- CF8 Apportionment and Oversight (13 Apr 2005 to 24 Jul 2008)
David Elliott Lindsay
IRN DEL01029
- CF28 Systems and controls (1 Nov 2007 to 8 Jul 2008)
- CF1 Director (14 Jan 2005 to 8 Jul 2008)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
Derrick Jolley
IRN DXJ00115
- Director of firm who is not a certification employee or a SMF manager (30 Mar 2020 to 31 Jul 2021)
Diane Hames
IRN DXH00347
- Director of firm who is not a certification employee or a SMF manager (3 Apr 2025 to 27 Feb 2026)
Ian Michael Morl
IRN IMM01058
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 1 Jan 2006)
Jerome McManus
IRN JXM00607
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 26 Apr 2024)
John O'Brien
IRN JXO01195
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 28 Mar 2005)
Katie Tasker Wood
IRN KXT00089
- Director of firm who is not a certification employee or a SMF manager (1 Mar 2020 to 7 Apr 2025)
Kelly Forrest
IRN KXF00068
- Director of firm who is not a certification employee or a SMF manager (8 Mar 2021 to 20 Jan 2023)

Smaller firms operating under this firm's FCA authorisation.

Cab Aid Limited (no longer appointed)
FRN 528838 · Appointed 14 Mar 2011 · Until 25 Feb 2020

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.