Date authorised
23 November 2016
Companies House
07968386
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    This Work Space
    18 Albert Road
    Bournemouth
    Dorset
    BH1 1BZ
    UNITED KINGDOM
    Phone
    +4401202286500
  • Complaints Contact

    18 Albert Road
    Bournemouth
    Dorset
    BH1 1BZ
    UNITED KINGDOM
    Phone
    +441202286500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bradley Keats

    IRN BXK01549

    • CF1 Director (15 Jul 2019 to 10 Oct 2019)
    • CF10 Compliance Oversight (15 Jul 2019 to 5 Aug 2019)
  • Graham Edmund Roberts

    IRN GXR01530

    • SMF3 Executive Director (17 Jul 2020 to 6 Apr 2021)
    • Responsible for Insurance Distribution (17 Jul 2020 to 6 Apr 2021)
    • CF1 Director (AR) (29 Nov 2019 to 8 Dec 2019)
  • Iain Williams

    IRN IXW01277

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jun 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 Jul 2019 to 8 Dec 2019)
  • James David Stratford

    IRN JXS01101

    • SMF3 Executive Director (since 20 Jan 2023)
  • Joseph Duffy

    IRN JXD02484

    • CF1 Director (15 Jul 2019 to 10 Oct 2019)
    • CF8 Apportionment and Oversight (23 Nov 2016 to 15 Jul 2019)
  • Paul Williams

    IRN PXW07506

    • SMF16 Compliance Oversight (since 14 Mar 2022)
    • Responsible for Insurance Distribution (since 6 Jul 2021)
    • SMF1 Chief Executive (since 6 Jul 2021)
    • SMF3 Executive Director (9 Dec 2019 to 6 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jul 2021)
    • CF10 Compliance Oversight (29 Oct 2019 to 8 Dec 2019)
    • CF1 Director (15 Jul 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.