AUTOGUARD WARRANTIES LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Russell Baker
IRN RXB02044
- CF1 Director (AR) (12 Jul 2010 to 12 Jun 2012)
Satnum Singh Johal
IRN SSJ01036
- CF1 Director (AR) (13 Jun 2013 to 19 Nov 2014)
Shafqat Hussain
IRN SXH02397
- CF1 Director (AR) (13 Dec 2016 to 25 Sep 2019)
Spencer William Gray
IRN SWG01030
- CF1 Director (AR) (12 May 2022 to 13 Jul 2023)
Stephen Shaw
IRN SXS02514
- CF1 Director (AR) (26 Mar 2013 to 23 Jan 2015)
Steven O'Donnell
IRN SXO01248
- CF1 Director (AR) (26 Jul 2010 to 3 Jul 2012)
paul gregory southern
IRN PGS01119
- CF1 Director (AR) (12 Aug 2017 to 28 Feb 2023)

Smaller firms operating under this firm's FCA authorisation.

Wheelers (Chipping Norton) Ltd (no longer appointed)
FRN 549926 · Appointed 4 May 2011 · Until 22 Aug 2012
Aldamine Ltd (no longer appointed)
FRN 548026 · Appointed 26 Apr 2011 · Until 15 Mar 2013
Darren Hill (no longer appointed)
FRN 548044 · Appointed 26 Apr 2011 · Until 25 Feb 2013
Danes Autos Ltd (no longer appointed)
FRN 548042 · Appointed 26 Apr 2011 · Until 21 Aug 2012
Nick Bonar (no longer appointed)
FRN 527803 · Appointed 21 Apr 2011 · Until 27 Apr 2015
P S Ponting Ltd (no longer appointed)
FRN 419825 · Appointed 19 Apr 2011 · Until 16 Mar 2012
Barry Hilton (no longer appointed)
FRN 547676 · Appointed 19 Apr 2011 · Until 1 Mar 2012
Paul Jervis (no longer appointed)
FRN 547682 · Appointed 19 Apr 2011 · Until 20 Nov 2012
Stephen Whitehorn (no longer appointed)
FRN 547674 · Appointed 18 Apr 2011 · Until 20 Sep 2012
Clive Genney (no longer appointed)
FRN 424801 · Appointed 15 Apr 2011 · Until 16 Nov 2011

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.