AUTOGUARD WARRANTIES LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Russell Baker
IRN RXB02044
- CF1 Director (AR) (12 Jul 2010 to 12 Jun 2012)
Satnum Singh Johal
IRN SSJ01036
- CF1 Director (AR) (13 Jun 2013 to 19 Nov 2014)
Shafqat Hussain
IRN SXH02397
- CF1 Director (AR) (13 Dec 2016 to 25 Sep 2019)
Spencer William Gray
IRN SWG01030
- CF1 Director (AR) (12 May 2022 to 13 Jul 2023)
Stephen Shaw
IRN SXS02514
- CF1 Director (AR) (26 Mar 2013 to 23 Jan 2015)
Steven O'Donnell
IRN SXO01248
- CF1 Director (AR) (26 Jul 2010 to 3 Jul 2012)
paul gregory southern
IRN PGS01119
- CF1 Director (AR) (12 Aug 2017 to 28 Feb 2023)

Smaller firms operating under this firm's FCA authorisation.

D C M Car Sales (no longer appointed)
FRN 558181 · Appointed 29 Jul 2011 · Until 25 Jul 2012
Nick Tearle (no longer appointed)
FRN 537486 · Appointed 29 Jul 2011 · Until 16 Nov 2011
Motorlink Ltd (no longer appointed)
FRN 484984 · Appointed 28 Jul 2011 · Until 22 Aug 2012
Nigel Millar (no longer appointed)
FRN 517921 · Appointed 27 Jul 2011 · Until 25 Jul 2012
Mark Leonard (no longer appointed)
FRN 498884 · Appointed 27 Jul 2011 · Until 25 Jun 2012
Fairfield Motor Company (no longer appointed)
FRN 471953 · Appointed 27 Jul 2011 · Until 1 Mar 2012
Graham Coysh (no longer appointed)
FRN 557367 · Appointed 26 Jul 2011 · Until 19 Jan 2012
Nick Brockwell (no longer appointed)
FRN 557441 · Appointed 26 Jul 2011 · Until 2 Mar 2012
Phillip Marsh (no longer appointed)
FRN 460331 · Appointed 26 Jul 2011 · Until 21 Oct 2011
Seven Hills Trading Ltd (no longer appointed)
FRN 557049 · Appointed 25 Jul 2011 · Until 1 Aug 2012

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.