AUTOGUARD WARRANTIES LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Russell Baker
IRN RXB02044
- CF1 Director (AR) (12 Jul 2010 to 12 Jun 2012)
Satnum Singh Johal
IRN SSJ01036
- CF1 Director (AR) (13 Jun 2013 to 19 Nov 2014)
Shafqat Hussain
IRN SXH02397
- CF1 Director (AR) (13 Dec 2016 to 25 Sep 2019)
Spencer William Gray
IRN SWG01030
- CF1 Director (AR) (12 May 2022 to 13 Jul 2023)
Stephen Shaw
IRN SXS02514
- CF1 Director (AR) (26 Mar 2013 to 23 Jan 2015)
Steven O'Donnell
IRN SXO01248
- CF1 Director (AR) (26 Jul 2010 to 3 Jul 2012)
paul gregory southern
IRN PGS01119
- CF1 Director (AR) (12 Aug 2017 to 28 Feb 2023)

Smaller firms operating under this firm's FCA authorisation.

Brentway Car Sales (no longer appointed)
FRN 565470 · Appointed 28 Sep 2011 · Until 22 Feb 2012
Barney Bryson (no longer appointed)
FRN 564816 · Appointed 19 Sep 2011 · Until 25 Jul 2012
Caenby Corner Garage Ltd T/a GG Steel (no longer appointed)
FRN 564817 · Appointed 19 Sep 2011 · Until 23 Aug 2012
NGP Car Sales (no longer appointed)
FRN 564811 · Appointed 19 Sep 2011 · Until 12 Jul 2012
Mumtal Alimajid (no longer appointed)
FRN 537470 · Appointed 19 Sep 2011 · Until 1 Aug 2012
The Motor Place (no longer appointed)
FRN 564809 · Appointed 19 Sep 2011 · Until 11 Mar 2013
Grahams Cars (no longer appointed)
FRN 405097 · Appointed 16 Sep 2011 · Until 9 Jan 2013
Harkins Motor Co (no longer appointed)
FRN 564664 · Appointed 16 Sep 2011 · Until 9 Jan 2013
TT50 Ltd (no longer appointed)
FRN 564359 · Appointed 12 Sep 2011 · Until 24 Apr 2013
Paul Roberts (no longer appointed)
FRN 446073 · Appointed 7 Sep 2011 · Until 12 Jun 2012

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.