Date authorised
1 April 2013
Companies House
03978237
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Orchard Works
    Industrial Estate
    Willersey
    Broadway
    Worcestershire
    WR12 7QF
    UNITED KINGDOM
    Phone
    +4401386853338
  • Complaints Contact

    Orchard Works
    Industrial Estate
    Willersey
    Broadway
    Worcestershire
    WR12 7QF
    UNITED KINGDOM
    Phone
    +4401489860666

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Hire

  • Consumer Hire Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geoffrey Scott

    IRN GXS01491

    • [FCA CF] CASS oversight function (since 9 Dec 2020)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Ian Paul Capes

    IRN IPC01025

    • CF1 Director (14 Jan 2005 to 12 Dec 2008)
    • CF3 Chief Executive (14 Jan 2005 to 12 Dec 2008)
  • James Lancaster

    IRN JXL01530

    • CF2 Non Executive Director (14 Jan 2005 to 26 Aug 2005)
  • Michael David Crouch

    IRN MDC01111

    • [FCA CF] Significant management (since 9 Dec 2020)
    • [PRA CF] Key function holder (since 9 Dec 2020)
    • SMF3 Executive Director (since 21 Jan 2020)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.