Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Markus Infanger

  IRN MXI01370

  • CF30 Customer (2 Mar 2015 to 6 Mar 2016)
• Markus Schmalhofer

  IRN MXS03512

  • SMF2 Chief Finance (7 Mar 2016 to 1 Mar 2018)
  • CF28 Systems and controls (31 Oct 2014 to 6 Mar 2016)
• Martin David Smith

  IRN MDS01185

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (7 Jan 2015 to 6 Mar 2016)
• Martin Ian Russell

  IRN MIR01021

  • CF30 Customer (3 May 2011 to 19 Apr 2012)
• Martin Richard Fiddaman

  IRN MRF01037

  • CF30 Customer (1 Nov 2007 to 10 Mar 2009)
  • CF21 Investment Adviser (7 Feb 2007 to 31 Oct 2007)
• Matt Kirby

  IRN MXK02287

  • CF30 Customer (29 Sep 2014 to 6 Mar 2016)
• Matthew Andrew Clark

  IRN MAC01167

  • CF30 Customer (27 Apr 2015 to 6 Mar 2016)
• Matthew Chisholm Clunies-Ross

  IRN MXC01496

  • CF27 Investment Management (21 Aug 2003 to 17 Mar 2004)
  • CF26 Customer Trading (1 Dec 2001 to 17 Mar 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2004)
• Matthew James McAlpine

  IRN MXM04632

  • [FCA CF] Algorithmic trading (since 14 Aug 2025)
• Matthew Stokie

  IRN MXS00340

  • [FCA CF] Client dealing (7 Mar 2016 to 17 Feb 2019)

No changes recorded yet.