Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Jonathan Stephen Grant

  IRN JSG01046

  • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF26 Customer Trading (1 Dec 2001 to 8 Mar 2004)
• Joseph David Gordon Branston

  IRN JDB01097

  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2005)
  • CF3 Chief Executive (1 Dec 2001 to 31 Dec 2005)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Dec 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
• Juan Cammarota Ortiz

  IRN JXC02280

  • CF30 Customer (21 Jan 2015 to 6 Mar 2016)
• Juan Fernando Cammarota Oritz

  IRN JXC00355

  • [FCA CF] Manager of certification employee (11 Jun 2019 to 22 May 2023)
  • [FCA CF] Client dealing (7 Mar 2016 to 22 May 2023)
  • [FCA CF] Material risk taker (7 Mar 2016 to 22 May 2023)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 22 May 2023)
• Julie Jarvis

  IRN JXJ01341

  • CF30 Customer (5 May 2011 to 6 Mar 2016)
• Jung Hoon Cho

  IRN JXC00338

  • [FCA CF] Client dealing (since 4 Jan 2021)
• Justin Andrew Holland

  IRN JAH01258

  • CF26 Customer Trading (28 Sep 2002 to 8 Mar 2004)
  • CF21 Investment Adviser (28 Sep 2002 to 10 Aug 2006)
• Karen Frances Pringle

  IRN KFP01014

  • CF21 Investment Adviser (31 May 2002 to 26 Mar 2004)
• Karun Bikram Bhandari

  IRN KXB00663

  • [FCA CF] Client dealing (since 3 Mar 2025)
  • [FCA CF] Algorithmic trading (since 3 Mar 2025)
• Kate Elizabeth Fitzgerald

  IRN KXF01277

  • [FCA CF] Client dealing (7 Mar 2016 to 14 Nov 2023)
  • [FCA CF] Algorithmic trading (7 Mar 2016 to 14 Nov 2023)
  • CF30 Customer (28 Nov 2014 to 6 Mar 2016)

No changes recorded yet.