Augusta & Co Limited

• Principal Place of Business

  19 Queen Street

  London

  W1J 5PW

  UNITED KINGDOM

  Phone

  +4402077760800

  Web

  https://www.augustaco.com

• Complaints Contact

  19 Queen Street

  London

  W1J 5PW

  UNITED KINGDOM

  Phone

  +4402077760800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Quitterie Saguez

  IRN QXS00022

  • [FCA CF] Client dealing (since 27 Mar 2026)
• Rachael Karen Jane Luxton

  IRN RXL01319

  • CF30 Customer (9 Jun 2009 to 24 Jun 2015)
• Ricardo Vollmer

  IRN RXV00169

  • [FCA CF] Client dealing (since 27 Mar 2026)
• Robert Gleeson

  IRN RXG00646

  • [FCA CF] Client dealing (since 27 Mar 2026)
• Robert Klaus Anthony Putter

  IRN RKP01054

  • CF30 Customer (20 Jun 2018 to 8 Dec 2019)
• Robin Asseburg

  IRN RXA01517

  • CF30 Customer (3 Nov 2009 to 31 Oct 2011)
• Robin Rudolf Rudiger Menzel

  IRN RXM01511

  • CF10 Compliance Oversight (26 Jan 2010 to 1 Nov 2015)
  • CF30 Customer (1 Nov 2007 to 1 Nov 2015)
  • CF1 Director (15 Aug 2002 to 1 Nov 2015)
  • CF23 Corporate Finance Adviser (15 Aug 2002 to 31 Oct 2007)
• Romane Cecile Prune Schlosser-Guitard

  IRN RXS22732

  • [FCA CF] Manager of certification employee (since 24 Feb 2025)
  • [FCA CF] Significant management (since 24 Feb 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Oct 2019 to 8 Dec 2019)
• Samira Licia Rudig-Sotomayor

  IRN SXR02484

  • CF30 Customer (5 Mar 2019 to 8 Dec 2019)
• Sebastian Borgia

  IRN SXB04229

  • [FCA CF] Client dealing (since 27 Mar 2026)

• AIM IRELAND LIMITED (no longer appointed)

  FRN 992040 · Appointed 17 Feb 2023 · Until 9 Oct 2025

• AIM AURORA LIMITED (no longer appointed)

  FRN 839845 · Appointed 9 Apr 2019 · Until 9 Oct 2025

No changes recorded yet.