Date authorised
1 May 2019
Companies House
10533101
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Bishops Square
    3rd Floor
    London
    E1 6EG
    UNITED KINGDOM
    Phone
    +4402037908087
  • Complaints Contact

    10 Bishops Square
    3rd Floor
    London
    E1 6EG
    UNITED KINGDOM
    Phone
    +4402037908087

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mohammed Jalal Uddin Ahmed

    IRN MXA01946

    • CF30 Customer (since 27 Aug 2025)
  • Natalie Markham

    IRN NXM10817

    • SMF16 Compliance Oversight (since 12 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jan 2026)
    • SMF1 Chief Executive (since 26 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Apr 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Apr 2021)
    • CF10 Compliance Oversight (1 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 May 2019 to 8 Dec 2019)
  • Nicholas Taylor

    IRN NXT01060

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2023)
  • Ollie Mottram

    IRN OXM00102

    • CF30 Customer (since 14 Feb 2025)
    • [FCA CF] Client dealing (since 10 Jan 2024)
  • Robert Henry Abraham

    IRN RHA01039

    • [FCA CF] Manager of certification employee (12 Jan 2022 to 28 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2025)
  • Robert Samuel Boyle

    IRN RXB01109

    • Director of firm who is not a certification employee or a SMF manager (since 21 Dec 2023)
  • Sandeep Patel

    IRN SXP10803

    • CF30 Customer (1 May 2019 to 8 Dec 2019)
  • Sarah Elizabeth Starkey

    IRN SXS00875

    • [FCA CF] Client dealing (2 Feb 2022 to 28 Mar 2025)
  • Steve Windsor

    IRN SXW01285

    • CF1 Director (AR) (since 19 Jul 2023)
    • CF30 Customer (since 19 Jul 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 May 2019 to 8 Dec 2019)
    • CF30 Customer (1 May 2019 to 8 Dec 2019)
  • Steven Noble

    IRN SXN01480

    • [FCA CF] Significant management (12 Jan 2022 to 6 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Sep 2024)
    • CF30 Customer (1 May 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.