Date authorised
1 May 2019
Companies House
10533101
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Bishops Square
    3rd Floor
    London
    E1 6EG
    UNITED KINGDOM
    Phone
    +4402037908087
  • Complaints Contact

    10 Bishops Square
    3rd Floor
    London
    E1 6EG
    UNITED KINGDOM
    Phone
    +4402037908087

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Francisca Wiggins

    IRN FXW00056

    • [FCA CF] Client dealing (29 Oct 2021 to 1 May 2023)
  • Gerald Alexander Bishop

    IRN GXB00270

    • [FCA CF] Client dealing (2 Nov 2020 to 5 Mar 2023)
  • Guillaume Bertail

    IRN GJB01159

    • [FCA CF] Significant management (since 3 Aug 2022)
    • [FCA CF] Client dealing (since 7 Apr 2022)
  • Gurpreet Gujral

    IRN GSG01044

    • [FCA CF] Client dealing (22 Feb 2021 to 8 Nov 2024)
  • Gustaf Schuler

    IRN GXS00620

    • [FCA CF] Client dealing (6 Oct 2023 to 8 Nov 2024)
  • Haffiz Kala

    IRN HXK00085

    • [FCA CF] Client dealing (2 Nov 2020 to 17 Nov 2023)
  • Hyder Saleh

    IRN HXS00148

    • [FCA CF] Client dealing (22 Mar 2021 to 12 Jun 2024)
  • Ian Trevor Robinson

    IRN ITR00007

    • [FCA CF] Client dealing (15 Jul 2025 to 3 Nov 2025)
  • Isabelle Grace Smith

    IRN IXS00263

    • [FCA CF] Client dealing (since 10 Jan 2024)
  • John Gerard Mahony

    IRN JGM01173

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2021 to 5 Sep 2025)
    • SMF16 Compliance Oversight (30 Jun 2021 to 5 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.