Atomos Financial Planning Limited

Date authorised
1 April 2013
Companies House
03879955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Castlepark
    Bristol
    BS2 0JA
    UNITED KINGDOM
    Phone
    +4403301656600
    Web
    https://www.atomos.co.uk

  • Complaints Contact

    One Castlepark
    Bristol
    BS2 0JA
    UNITED KINGDOM
    Phone
    +4403301656600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · Limited to debt counselling which is provided in connection with investment advice.
    • · This permission is limited to debt counselling with no debt management activity

  • Consumer Loans

    Show 1 limitation
    • · Limited to lending that is in connection with the payment of fees which are only for on-going services or regular premiums.

  • Loan Servicing

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) of the Regulated Activities Order.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samantha Caroline Butler

    IRN SCB01150

    • CF30 Customer (15 Jun 2009 to 23 Dec 2011)
  • Samuel Cover Richards

    IRN SCR01073

    • CF30 Customer (1 Nov 2007 to 28 Apr 2017)
    • CF22 Investment Adviser (Trainee) (26 Feb 2007 to 31 Oct 2007)
  • Samuel Hawarden

    IRN SJH01606

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jun 2023)
    • CF30 Customer (21 Dec 2018 to 8 Dec 2019)
  • Sarah Michelle Jones

    IRN SMJ01097

    • CF30 Customer (1 Feb 2008 to 14 Apr 2009)
  • Sarah Waring

    IRN SXW01645

    • CF30 Customer (1 Nov 2007 to 20 Jul 2015)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Mar 2006 to 1 Nov 2006)
  • Sarbjit Chahal

    IRN SXC01830

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2022)
    • CF30 Customer (9 Jul 2019 to 8 Dec 2019)
  • Sean Gerald Walsh

    IRN SGW00025

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 1 Sep 2023)
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2023)
    • [FCA CF] Manager of certification employee (1 Mar 2023 to 14 Apr 2023)
    • CF1 Director (AR) (13 Apr 2022 to 12 Dec 2023)
    • CF30 Customer (13 Apr 2022 to 12 Dec 2023)
  • Sean Martin Sims

    IRN SMS00007

    • [FCA CF] Client dealing (1 Nov 2022 to 28 Nov 2025)
    • [FCA CF] Functions requiring qualifications (1 Nov 2022 to 28 Nov 2025)
  • Sharad Champaneria

    IRN SXC01660

    • CF22 Investment Adviser (Trainee) (8 Mar 2004 to 27 Jul 2004)
  • Sheryl Dawn Hughes

    IRN SDH01120

    • CF30 Customer (18 Jun 2009 to 8 Jan 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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