Atom Bank PLC

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For Eligible Counterparty, Professional, Retail (Investment), Deposit
Buy-to-Let Mortgage Admin
Buy-to-Let Mortgage Lending
Mortgage Servicing

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Buy-to-Let Start Date
Buy-to-Let Status
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Mortgage Lending

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

Laurence David Edgar Hollingworth
IRN LDH01017
- Director of firm who is not a certification employee or a SMF manager (since 29 Sep 2021)
Leanne Judge
IRN LXJ00172
- [FCA CF] Significant management (since 23 Mar 2023)
Lee Michael Rochford
IRN LMR01018
- SMF13 Chair of the Nominations Committee (since 15 Dec 2023)
- SMF9 Chair of the Governing Body (since 15 Sep 2023)
Leigh Peacock-Goodwin
IRN LXP33053
- [FCA CF] Material risk taker (26 Aug 2019 to 1 Jul 2022)
Lisa Wood
IRN LXW01459
- SMF18 Other Overall Responsibility (4 Jul 2016 to 7 Mar 2019)
Lori Hammond
IRN LXH00393
- [FCA CF] Material risk taker (since 18 Aug 2022)
Marcus Lee Mitchell
IRN MXM00297
- SMF18 Other Overall Responsibility (since 30 Apr 2021)
Marcus Mitchell
IRN MXM33040
- [FCA CF] Material risk taker (since 7 Mar 2016)
Maria Harris
IRN MXH03065
- SMF18 Other Overall Responsibility (26 Oct 2016 to 29 Jul 2019)
Mark Mullen
IRN MTM01074
- SMF1 Chief Executive (since 7 Mar 2016)
- [PRA CF] Key function holder (7 Mar 2016 to 22 Jun 2022)
- CF3 Chief Executive (23 Jun 2015 to 6 Mar 2016)
- CF1 Director (23 Jun 2015 to 6 Mar 2016)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.