Atlantic Financials Ltd

Date authorised
24 June 2019
Companies House
11359159
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Servcorp
    Devonshire House
    1 Mayfair Place
    London
    Westminster
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +442032057175
    Web
    https://www.atlanfin.com

  • Complaints Contact

    Servcorp
    Devonshire House
    1 Mayfair Place
    London
    Westminster
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +442032057175

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Antoine Guidjeje DJONOUMA

    IRN AXD00257

    • [FCA CF] Client dealing (1 Oct 2020 to 30 Sep 2021)
  • Cedric Yan Lochbuhler

    IRN CXL07276

    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 8 Jun 2022)
    • CF30 Customer (24 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Jun 2019 to 8 Dec 2019)
    • CF1 Director (24 Jun 2019 to 8 Dec 2019)
  • Nicolas Anton

    IRN NXA18697

    • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
  • Olivier Danhiez

    IRN OXD07277

    • SMF16 Compliance Oversight (since 7 Sep 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF3 Chief Executive (24 Jun 2019 to 8 Dec 2019)
    • CF30 Customer (24 Jun 2019 to 8 Dec 2019)
    • CF1 Director (24 Jun 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.