Astute Private Wealth Limited

• Principal Place of Business

  2nd Floor

  Vista Building

  St David's Park

  Ewloe

  Flintshire

  CH5 3DT

  UNITED KINGDOM

  Phone

  +441244660793

  Web

  https://www.astuteprivatewealth.co.uk

• Complaints Contact

  2nd Floor

  Vista Building

  St David's Park

  Ewloe

  Flintshire

  CH5 3DT

  UNITED KINGDOM

  Phone

  +441244660793

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Customer

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Paul McKinney

  IRN JPM01187

  • CF30 Customer (12 May 2014 to 8 Dec 2019)
• Judith Louise Morris-Stephan

  IRN JLM00025

  • CF1 Director (AR) (6 Jan 2014 to 3 Mar 2014)
  • CF30 Customer (6 Jan 2014 to 1 Mar 2015)
• Julie Helen Donnelly

  IRN JHC01107

  • [FCA CF] Manager of certification employee (16 Jul 2020 to 17 Nov 2020)
• Karen Haddow

  IRN KEH01041

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Oct 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Oct 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Oct 2020)
  • CF1 Director (AR) (15 Sep 2016 to 1 Oct 2017)
  • CF30 Customer (5 Jul 2016 to 6 Oct 2020)
• Karen Jane Lee

  IRN KJH00028

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jul 2025)
  • CF30 Customer (13 Aug 2018 to 8 Dec 2019)
• Katie Rosser

  IRN KXR00274

  • [FCA CF] Manager of certification employee (16 Mar 2023 to 8 Jan 2026)
• Kevin Duckworth

  IRN KGD00004

  • CF30 Customer (18 Jan 2020 to 14 Mar 2022)
  • [FCA CF] Client dealing (18 Jan 2020 to 14 Mar 2022)
  • Appointed representative dealing with clients for which they require qualification (18 Jan 2020 to 14 Mar 2022)
  • CF1 Director (AR) (18 Jan 2020 to 27 Jan 2022)
• Lee Anthony Gould

  IRN LAG00012

  • [FCA CF] Functions requiring qualifications (13 Feb 2023 to 7 Mar 2025)
  • [FCA CF] Client dealing (13 Feb 2023 to 7 Mar 2025)
• Lynden Michael Hinks-Edwards

  IRN LMH01103

  • CF30 Customer (15 Dec 2015 to 7 Feb 2018)
• Mark Ditchfield

  IRN MXD00607

  • [FCA CF] Functions requiring qualifications (2 Mar 2023 to 29 Jul 2025)
  • [FCA CF] Client dealing (2 Mar 2023 to 29 Jul 2025)

• WTK Financial Planning Limited (no longer appointed)

  FRN 647825 · Appointed 26 Sep 2014 · Until 25 Mar 2019

• Bache Financial Services Limited (no longer appointed)

  FRN 179619 · Appointed 1 Jan 2014 · Until 23 Apr 2018

• WTK Financial Solutions Limited (no longer appointed)

  FRN 595132 · Appointed 29 Jan 2013 · Until 21 Nov 2022

• WTK Wealth Ltd (no longer appointed)

  FRN 594803 · Appointed 23 Jan 2013 · Until 11 Jun 2018

No changes recorded yet.