Date authorised
2 April 2015
Companies House
09193729
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900
  • Complaints Contact

    5th Floor
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sian Fisher

    IRN SXF01105

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (17 Nov 2015 to 8 Dec 2019)
  • Simon James Kayll

    IRN SJK01096

    • CF1 Director (AR) (2 Aug 2019 to 7 Apr 2021)
  • Simon Peter Andrew Norton

    IRN SPN01017

    • CF2 Non Executive Director (AR) (27 Sep 2023 to 30 Jun 2025)
    • SMF1 Chief Executive (15 Mar 2020 to 30 Jun 2025)
    • SMF9 Chair of the Governing Body (15 Mar 2020 to 30 Jun 2025)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jun 2025)
    • CF1 Director (AR) (24 Jul 2015 to 1 Mar 2018)
    • Responsible for Insurance Mediation (2 Apr 2015 to 30 Sep 2018)
    • CF1 Director (2 Apr 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.