Asta Underwriting Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Sian Fisher
IRN SXF01105
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (17 Nov 2015 to 8 Dec 2019)
Simon James Kayll
IRN SJK01096
- CF1 Director (AR) (2 Aug 2019 to 7 Apr 2021)
Simon Peter Andrew Norton
IRN SPN01017
- CF2 Non Executive Director (AR) (27 Sep 2023 to 30 Jun 2025)
- SMF1 Chief Executive (15 Mar 2020 to 30 Jun 2025)
- SMF9 Chair of the Governing Body (15 Mar 2020 to 30 Jun 2025)
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 30 Jun 2025)
- CF1 Director (AR) (24 Jul 2015 to 1 Mar 2018)
- Responsible for Insurance Mediation (2 Apr 2015 to 30 Sep 2018)
- CF1 Director (2 Apr 2015 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Agora Syndicate Services Ltd (no longer appointed)
FRN 728846 · Appointed 12 Dec 2019 · Until 23 Dec 2024
David Ashby Underwriting Limited (no longer appointed)
FRN 915794 · Appointed 25 Oct 2019 · Until 4 Aug 2023
MPSUW Limited (no longer appointed)
FRN 841452 · Appointed 29 Jul 2019 · Until 7 Apr 2021
Overark Ltd (no longer appointed)
FRN 757910 · Appointed 7 Sep 2016 · Until 28 Aug 2018
Pelican Underwriting Management Limited (no longer appointed)
FRN 710386 · Appointed 16 Jul 2015 · Until 2 Mar 2018
Pelican Underwriting Management Ltd (no longer appointed)
FRN 710384 · Appointed 16 Jul 2015 · Until 2 Mar 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.