Asta Underwriting Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

John Paul Cavanagh
IRN JPC01156
- CF1 Director (AR) (since 6 Jan 2020)
John Seward Struck
IRN JSS01180
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 13 Jul 2022)
- CF2 Non Executive Director (22 Feb 2016 to 8 Dec 2019)
Julian Bruce Walby
IRN JXW00567
- CF1 Director (AR) (since 26 Sep 2021)
Julian Michael Tighe
IRN JMT01118
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2025)
- CF1 Director (2 Apr 2015 to 8 Dec 2019)
Keith Arthur Parker
IRN KAP01035
- CF1 Director (AR) (since 26 Sep 2023)
Keith Nevett
IRN KXN01341
- CF1 Director (AR) (4 Oct 2016 to 2 Jul 2018)
Kori Marie Johanson
IRN KXJ00111
- CF1 Director (AR) (10 Jun 2024 to 1 Aug 2024)
Krishnan Ethirajan
IRN KXE01216
- CF1 Director (AR) (10 May 2024 to 12 Dec 2025)
Lorraine Harfitt
IRN LXH01180
- SMF3 Executive Director (since 2 Sep 2025)
- SMF9 Chair of the Governing Body (since 2 Sep 2025)
- CF1 Director (AR) (22 Aug 2021 to 3 Jan 2025)
Madhav Tadikonda
IRN MXT00336
- CF1 Director (AR) (17 May 2022 to 31 Dec 2025)

Smaller firms operating under this firm's FCA authorisation.

Agora Syndicate Services Ltd (no longer appointed)
FRN 728846 · Appointed 12 Dec 2019 · Until 23 Dec 2024
David Ashby Underwriting Limited (no longer appointed)
FRN 915794 · Appointed 25 Oct 2019 · Until 4 Aug 2023
MPSUW Limited (no longer appointed)
FRN 841452 · Appointed 29 Jul 2019 · Until 7 Apr 2021
Overark Ltd (no longer appointed)
FRN 757910 · Appointed 7 Sep 2016 · Until 28 Aug 2018
Pelican Underwriting Management Limited (no longer appointed)
FRN 710386 · Appointed 16 Jul 2015 · Until 2 Mar 2018
Pelican Underwriting Management Ltd (no longer appointed)
FRN 710384 · Appointed 16 Jul 2015 · Until 2 Mar 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.