Asta Underwriting Management Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
5th Floor20 Gracechurch StreetLondonEC3V 0BGUNITED KINGDOM- Phone
- +442077430900
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Complaints Contact
5th Floor20 Gracechurch StreetLondonCity Of LondonEC3V 0BGUNITED KINGDOM- Phone
- +442077430900
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Heather Marsden
IRN HXM27105
- CF1 Director (AR) (since 14 Jan 2020)
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Howard Kew
IRN HXK01134
- CF1 Director (AR) (2 Aug 2019 to 31 Mar 2021)
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Jacob Rothfuss
IRN JXR00892
- CF1 Director (AR) (11 Feb 2025 to 3 Apr 2025)
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James Pallett
IRN JXP01182
- CF1 Director (AR) (since 4 Dec 2025)
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James Reynolds
IRN JXR01000
- CF1 Director (AR) (since 4 Dec 2025)
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Jayne Elizabeth Bowey
IRN JEB01275
- CF1 Director (AR) (24 Jul 2015 to 1 Mar 2018)
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John Edward McNally
IRN JXM01254
- CF1 Director (AR) (24 Nov 2022 to 31 Jan 2024)
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John Frederick McBeth Holm
IRN JFH01031
- CF2 Non Executive Director (AR) (9 Jan 2020 to 4 Aug 2023)
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John Needham
IRN JXN01198
- CF1 Director (AR) (20 Aug 2020 to 20 Oct 2023)
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John Patrick Oldoni
IRN JXO00159
- CF1 Director (AR) (12 Apr 2022 to 2 Jul 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Agora Syndicate Services Ltd (no longer appointed)
FRN 728846 · Appointed 12 Dec 2019 · Until 23 Dec 2024
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David Ashby Underwriting Limited (no longer appointed)
FRN 915794 · Appointed 25 Oct 2019 · Until 4 Aug 2023
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Pelican Underwriting Management Limited (no longer appointed)
FRN 710386 · Appointed 16 Jul 2015 · Until 2 Mar 2018
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Pelican Underwriting Management Ltd (no longer appointed)
FRN 710384 · Appointed 16 Jul 2015 · Until 2 Mar 2018
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.