Asta Underwriting Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Carolyn Young Parker
IRN CXP00699
- CF1 Director (AR) (11 Feb 2025 to 3 Apr 2025)
Christopher James Thomas
IRN CXT00272
- CF1 Director (AR) (since 12 Nov 2021)
Clare Victoria Barley
IRN CVB01013
- SMF3 Executive Director (since 27 Aug 2025)
Daniel James Hearsum
IRN DXH00041
- CF1 Director (AR) (since 9 Jan 2024)
David John Guy Hunt
IRN DJH01311
- CF1 Director (AR) (24 Jul 2015 to 1 Mar 2018)
David Leslie Ashby
IRN DLA01023
- CF3 Chief Executive (AR) (15 Jan 2020 to 4 Aug 2023)
- CF1 Director (AR) (15 Jan 2020 to 4 Aug 2023)
Delphine Fleur Daphnee Tellia
IRN DXT00362
- CF1 Director (AR) (since 30 May 2024)
Emma Louise Plush
IRN EXP46412
- SMF1 Chief Executive (since 2 Oct 2025)
- Responsible for Insurance Distribution (since 2 Oct 2025)
- CF1 Director (AR) (since 11 Feb 2025)
- CF2 Non Executive Director (AR) (since 7 Feb 2025)
- SMF3 Executive Director (since 18 Jul 2023)
- CF2 Non Executive Director (AR) (31 Mar 2020 to 4 Aug 2023)
Geoffrey Pryor-White
IRN GXM02546
- CF3 Chief Executive (AR) (9 Nov 2022 to 1 Jan 2024)
Giles Richard Ward
IRN GXW00380
- CF2 Non Executive Director (AR) (since 13 Sep 2024)

Smaller firms operating under this firm's FCA authorisation.

Agora Syndicate Services Ltd (no longer appointed)
FRN 728846 · Appointed 12 Dec 2019 · Until 23 Dec 2024
David Ashby Underwriting Limited (no longer appointed)
FRN 915794 · Appointed 25 Oct 2019 · Until 4 Aug 2023
MPSUW Limited (no longer appointed)
FRN 841452 · Appointed 29 Jul 2019 · Until 7 Apr 2021
Overark Ltd (no longer appointed)
FRN 757910 · Appointed 7 Sep 2016 · Until 28 Aug 2018
Pelican Underwriting Management Limited (no longer appointed)
FRN 710386 · Appointed 16 Jul 2015 · Until 2 Mar 2018
Pelican Underwriting Management Ltd (no longer appointed)
FRN 710384 · Appointed 16 Jul 2015 · Until 2 Mar 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.