Date authorised
23 October 1986
Companies House
01918744
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900
  • Complaints Contact

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Christopher Edwards-Smith

    IRN NCE01015

    • CF1 Director (AR) (22 Dec 2015 to 4 May 2018)
  • Oliver Gordon Reeves

    IRN OGR01002

    • CF1 Director (AR) (29 Jul 2021 to 1 Aug 2025)
    • CF2 Non Executive Director (AR) (21 Feb 2019 to 2 Apr 2020)
  • Patrick Joseph O'Brien

    IRN PXO00125

    • CF1 Director (AR) (since 24 Mar 2022)
  • Paul Albert Bawcutt

    IRN PAB01145

    • CF2 Non Executive Director (1 Dec 2001 to 18 Dec 2002)
  • Paul Andrew Jardine

    IRN PAJ01048

    • SMF9 Chair of the Governing Body (since 1 Apr 2019)
    • SMF12 Chair of the Remuneration Committee (since 1 Apr 2019)
    • SMF10 Chair of the Risk Committee (13 Mar 2025 to 8 Apr 2025)
  • Paul Christopher Dreblow

    IRN PXD00367

    • SMF18 Other Overall Responsibility (5 Mar 2024 to 18 Aug 2025)
  • Paul Dixon

    IRN PXD02023

    • CF1 Director (AR) (2 Feb 2017 to 30 Sep 2020)
  • Paul John Kneafsey

    IRN PJK01091

    • SMF18 Other Overall Responsibility (26 Feb 2019 to 30 Nov 2020)
    • CF1 Director (AR) (17 May 2018 to 17 Sep 2020)
    • CF29 Significant management (14 Jul 2016 to 9 Dec 2018)
  • Paul Michael Rayner

    IRN PMR01086

    • CF1 Director (AR) (1 May 2019 to 11 Feb 2026)
    • CF29 Significant management (12 Apr 2018 to 15 Nov 2018)
  • Paul Shore

    IRN PXS00397

    • CF3 Chief Executive (AR) (3 Aug 2021 to 11 Feb 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.