Asta Managing Agency Ltd

Date authorised
23 October 1986
Companies House
01918744
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900
    Web
    https://www.asta-uk.com

  • Complaints Contact

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lorraine Harfitt

    IRN LXH01180

    • SMF1 Chief Executive (since 23 Nov 2022)
    • SMF3 Executive Director (since 10 Dec 2018)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF16 Compliance Oversight (16 Sep 2019 to 18 Mar 2020)
    • SMF24 Chief Operations (13 Mar 2019 to 19 Apr 2021)
    • Responsible for Insurance Mediation (4 Dec 2013 to 30 Sep 2018)
    • CF1 Director (4 Dec 2013 to 9 Dec 2018)
  • Louis Georg de Normanville Tucker

    IRN LGT01013

    • CF29 Significant management (24 Aug 2009 to 1 Jan 2011)
  • Luke Nicholas Barnett

    IRN LNB01018

    • CF1 Director (AR) (13 Jan 2011 to 16 Sep 2013)
    • CF10 Compliance Oversight (8 Feb 2008 to 30 Aug 2013)
    • CF1 Director (8 Feb 2008 to 30 Aug 2013)
  • Madhav Tadikonda

    IRN MXT00336

    • CF1 Director (AR) (17 Feb 2022 to 31 Jan 2024)
  • Marc Brendle

    IRN MXB01336

    • CF1 Director (AR) (24 Apr 2024 to 11 Feb 2026)
  • Mark Channell

    IRN CXM02257

    • CF1 Director (AR) (19 Oct 2019 to 4 Jan 2023)
  • Mark David Hunt

    IRN MDH01092

    • SMF18 Other Overall Responsibility (since 21 Jun 2024)
  • Mark John Harrington

    IRN MJH01244

    • CF29 Significant management (27 Nov 2009 to 1 Jan 2011)
  • Mark Kevin Campbell

    IRN MXC01082

    • CF1 Director (AR) (3 Apr 2024 to 22 Nov 2024)
    • SMF18 Other Overall Responsibility (28 Feb 2024 to 31 Dec 2024)
  • Mark Stuart de Saram

    IRN MSD01025

    • CF2 Non Executive Director (AR) (24 Jun 2016 to 30 Jun 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.