Date authorised
23 October 1986
Companies House
01918744
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900
  • Complaints Contact

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John William Gressier

    IRN JWG01066

    • CF1 Director (AR) (16 Jun 2014 to 14 Jul 2014)
  • Jonathan James Simon Godfray

    IRN JJG01053

    • CF29 Significant management (12 May 2009 to 1 Jan 2011)
  • Jonathan Richard Hughes

    IRN JRH01151

    • CF8 Apportionment and Oversight (1 Dec 2001 to 28 Nov 2003)
    • CF3 Chief Executive (1 Dec 2001 to 28 Nov 2003)
    • CF1 Director (1 Dec 2001 to 28 Nov 2003)
  • Joseph Edward England

    IRN JEE01057

    • CF1 Director (AR) (21 May 2014 to 22 Dec 2016)
  • Joshua Graham

    IRN JXG02231

    • CF3 Chief Executive (AR) (3 Sep 2020 to 11 Feb 2026)
  • Julian Bruce Walby

    IRN JXW00567

    • SMF16 Compliance Oversight (31 May 2023 to 17 Mar 2026)
    • [FCA CF] Significant management (10 Dec 2018 to 31 May 2023)
  • Julian Michael Tighe

    IRN JMT01118

    • SMF7 Group Entity Senior Manager (23 Jun 2023 to 30 Jun 2025)
    • SMF1 Chief Executive (10 Dec 2018 to 27 Feb 2023)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (21 Mar 2014 to 6 Mar 2016)
    • CF1 Director (27 May 2009 to 15 Aug 2016)
  • Kalpana Shah

    IRN KAS01174

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 31 Dec 2025)
  • Karen Ann Green

    IRN KAG01032

    • SMF10 Chair of the Risk Committee (26 Mar 2020 to 30 Sep 2024)
  • Karen Miller

    IRN KXM00597

    • CF1 Director (AR) (11 Dec 2024 to 16 Oct 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.