Date authorised
23 October 1986
Companies House
01918744
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900
  • Complaints Contact

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gordon Edward Bennett

    IRN GEB01079

    • CF2 Non Executive Director (AR) (21 Feb 2014 to 31 Mar 2015)
  • Graeme Scott Rayner

    IRN GSR01033

    • SMF18 Other Overall Responsibility (1 Mar 2019 to 1 Jun 2020)
    • CF29 Significant management (1 Jan 2018 to 9 Dec 2018)
  • Gregory Butler

    IRN GXB01931

    • CF29 Significant management (1 Jan 2013 to 31 Dec 2013)
  • Gregory Simon Thomas

    IRN GST01044

    • SMF18 Other Overall Responsibility (31 Jul 2019 to 1 Aug 2019)
  • Guy Lether

    IRN GXL46424

    • SMF18 Other Overall Responsibility (29 Dec 2022 to 14 Mar 2024)
  • Hanna Leena Metsanvirta

    IRN HXM00434

    • SMF18 Other Overall Responsibility (since 8 Nov 2024)
  • Heather Marsden

    IRN HXM27105

    • CF1 Director (AR) (14 Aug 2020 to 11 Feb 2026)
  • Helen Bryant

    IRN HXB11373

    • CF1 Director (AR) (since 15 Oct 2025)
  • Helen Margaret Westcott

    IRN HMW01022

    • CF28 Systems and controls (23 Aug 2011 to 31 Dec 2013)
    • Responsible for Insurance Mediation (4 Jul 2008 to 20 Feb 2014)
    • CF1 Director (6 Dec 2007 to 1 May 2014)
  • Henry Alistair Croydon

    IRN HAC01025

    • CF1 Director (AR) (since 3 May 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.