Date authorised
23 October 1986
Companies House
01918744
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900
  • Complaints Contact

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sharon Julia Ingham

    IRN SJI01028

    • CF1 Director (AR) (2 Oct 2020 to 6 Aug 2021)
  • Shaun Marcus Temple Brown

    IRN SXT17139

    • SMF5 Head of Internal Audit (24 Sep 2019 to 5 Feb 2020)
  • Shradha Rughani

    IRN SXR21377

    • CF1 Director (AR) (4 Oct 2019 to 22 Feb 2023)
  • Sian Fisher

    IRN SXF01105

    • Director of firm who is not a certification employee or a SMF manager (since 1 Feb 2025)
  • Sima Adhya

    IRN SXA01855

    • SMF18 Other Overall Responsibility (since 7 Feb 2025)
  • Simon Christopher Smart

    IRN SCS01051

    • CF1 Director (AR) (29 Sep 2015 to 8 Feb 2017)
  • Simon Dudley Clapham

    IRN SDC01038

    • SMF18 Other Overall Responsibility (since 1 Dec 2025)
  • Simon James Kayll

    IRN SJK01096

    • CF1 Director (AR) (7 Jun 2019 to 31 Dec 2023)
  • Simon Peter Andrew Norton

    IRN SPN01017

    • SMF7 Group Entity Senior Manager (6 Jul 2023 to 30 Jun 2025)
    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 27 Feb 2023)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (AR) (24 Jan 2014 to 12 Jan 2015)
    • CF1 Director (21 May 2009 to 6 Mar 2016)
  • Simon Robert Raxworthy Ashby

    IRN SRA01032

    • CF1 Director (AR) (6 Apr 2020 to 30 Nov 2022)
    • SMF18 Other Overall Responsibility (9 Oct 2019 to 12 Jan 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.