Date authorised
23 October 1986
Companies House
01918744
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900
  • Complaints Contact

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ray Pallett

    IRN RXP00353

    • CF1 Director (AR) (16 Feb 2022 to 11 Feb 2026)
  • Reeva Bakhshi

    IRN RXB01993

    • CF1 Director (AR) (30 Apr 2024 to 19 Aug 2025)
  • Richard Alan Boyd

    IRN RXB00723

    • SMF18 Other Overall Responsibility (since 29 Dec 2022)
  • Richard Anthony Hextall

    IRN RAH01099

    • CF1 Director (AR) (16 Feb 2022 to 20 Feb 2023)
  • Richard Ian Harris

    IRN RIH01043

    • CF29 Significant management (1 Mar 2011 to 31 Mar 2014)
  • Richard John Leftley

    IRN RXL00247

    • CF1 Director (AR) (25 Mar 2022 to 16 May 2022)
  • Richard Mark Parsons

    IRN RMP01126

    • CF1 Director (AR) (21 Feb 2014 to 29 Dec 2022)
  • Richard Paul Barke

    IRN RPB01151

    • SMF2 Chief Finance (1 Dec 2022 to 30 Jun 2025)
    • SMF20 Chief Actuary (10 Dec 2018 to 29 May 2020)
    • SMF3 Executive Director (10 Dec 2018 to 30 Jun 2025)
    • CF1 Director (1 Jan 2018 to 9 Dec 2018)
    • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
    • CF29 Significant management (12 Jan 2016 to 6 Mar 2016)
  • Richard Paul Whatton

    IRN RPW01033

    • CF2 Non Executive Director (1 Dec 2001 to 30 Nov 2006)
  • Robert David Crocker

    IRN RXC00478

    • SMF18 Other Overall Responsibility (since 24 Jun 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.