Date authorised
23 October 1986
Companies House
01918744
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900
  • Complaints Contact

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jill Frances

    IRN JXF25541

    • SMF18 Other Overall Responsibility (4 Mar 2020 to 1 Sep 2023)
  • John Alan Coe

    IRN JXC01034

    • [FCA CF] Significant management (since 1 Nov 2022)
  • John Anthony Lynch

    IRN JAL01092

    • CF1 Director (AR) (1 Feb 2017 to 6 Aug 2021)
  • John Charles Hamblin

    IRN JCH01138

    • CF2 Non Executive Director (AR) (18 Jun 2020 to 6 Aug 2021)
    • SMF18 Other Overall Responsibility (1 Mar 2019 to 31 Dec 2019)
    • CF1 Director (AR) (8 Aug 2017 to 18 Jun 2020)
    • CF29 Significant management (29 Mar 2017 to 9 Dec 2018)
  • John Martin Mitchell

    IRN JMM01099

    • Responsible for Insurance Mediation (2 Mar 2007 to 4 Jul 2008)
    • CF1 Director (1 Dec 2001 to 2 Nov 2008)
  • John Nicholas Copleston Wooldridge

    IRN JNW01015

    • Responsible for Insurance Mediation (14 Jan 2005 to 7 Feb 2006)
    • CF1 Director (17 Jun 2004 to 7 Feb 2006)
  • John Patrick Owens

    IRN JPO01062

    • SMF5 Head of Internal Audit (10 Dec 2018 to 10 Jun 2019)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (28 Jan 2016 to 6 Mar 2016)
  • John Paul Cavanagh

    IRN JPC01156

    • CF1 Director (AR) (30 Sep 2020 to 11 Feb 2026)
    • CF2 Non Executive Director (AR) (13 Feb 2019 to 30 Sep 2020)
  • John Robert Thomas Moores

    IRN JRM01344

    • CF1 Director (AR) (9 Oct 2017 to 16 Jun 2021)
  • John Seward Struck

    IRN JSS01180

    • CF2 Non Executive Director (6 Jan 2014 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.