Date authorised
6 September 2018
Companies House
08895486
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bath House
    6-8 Bath Street
    Bristol
    BS1 6HL
    UNITED KINGDOM
    Phone
    +447933535979
  • Complaints Contact

    Bath House
    6-8 Bath Street
    Bristol
    BS1 6HL
    UNITED KINGDOM
    Phone
    +447933535979

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dorothy Margaret Mary Yeo

    IRN DMY01015

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Sep 2018 to 8 Dec 2019)
  • Gerald Norman Andrews

    IRN GNA01020

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Sep 2018 to 8 Dec 2019)
  • Michael John Covington

    IRN MXC00516

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Paul William Tuck

    IRN PWT01038

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Sep 2018 to 8 Dec 2019)
  • Peter Curcic

    IRN PXC01590

    • SMF3 Executive Director (9 Dec 2019 to 11 Sep 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 11 Sep 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Sep 2020)
    • CF3 Chief Executive (6 Sep 2018 to 8 Dec 2019)
    • CF1 Director (6 Sep 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Sep 2018 to 30 Sep 2018)
  • Simon Nicholas Yeo

    IRN SNY01003

    • Responsible for Insurance Distribution (since 1 Dec 2020)
    • SMF1 Chief Executive (since 1 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Sep 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.