Date authorised
1 April 2013
Companies House
04019801
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330090278
  • Complaints Contact

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330095656

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dennis Kiwia

    IRN DXK00076

    • [FCA CF] Significant management (10 Dec 2020 to 10 Sep 2021)
  • Derek Howard Green

    IRN DHG01028

    • CF2 Non Executive Director (29 Oct 2008 to 5 Nov 2010)
    • CF3 Chief Executive (14 Jan 2005 to 16 Aug 2005)
    • CF1 Director (14 Jan 2005 to 12 Jul 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 8 May 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 8 May 2007)
  • Doris Rosario Vigo

    IRN DRV00021

    • CF1 Director (3 Mar 2016 to 10 Apr 2019)
  • Drazen Jaksic

    IRN DXJ01266

    • CF1 Director (24 Jun 2009 to 4 Dec 2009)
    • Responsible for Insurance Mediation (27 May 2009 to 4 Dec 2009)
    • CF1 Director (AR) (20 Jun 2008 to 4 Dec 2009)
  • Edward Waterfield

    IRN EXW00052

    • [FCA CF] Significant management (10 Dec 2020 to 2 Dec 2025)
  • George Derek Wilson Bartlett

    IRN GDB01062

    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2023 to 30 Jun 2023)
    • CF2 Non Executive Director (1 Jul 2010 to 8 Dec 2019)
  • Glen Brian Coultish

    IRN GBC01026

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 11 Feb 2005)
  • Graham Luckett

    IRN GXL01460

    • CF29 Significant management (9 Feb 2012 to 10 Jul 2014)
  • Ian Moffatt

    IRN IXM01245

    • CF3 Chief Executive (24 Nov 2008 to 5 Jan 2009)
    • CF8 Apportionment and Oversight (24 Nov 2008 to 5 Jan 2009)
    • Responsible for Insurance Mediation (6 Nov 2008 to 5 Jan 2009)
    • CF1 Director (7 Aug 2007 to 30 Jun 2010)
  • James Charles Muller

    IRN JCM01228

    • CF29 Significant management (7 Apr 2008 to 15 Jan 2010)
    • CF1 Director (21 Feb 2008 to 7 Apr 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.