Date authorised
1 April 2013
Companies House
04019801
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330090278
  • Complaints Contact

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330095656

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeffrey Unterreiner

    IRN JXU01066

    • CF1 Director (7 Jun 2011 to 9 Jan 2013)
  • John Moore

    IRN JXM00969

    • [FCA CF] Significant management (21 Jan 2022 to 31 Mar 2023)
  • Jonathan Fell

    IRN JXF01919

    • [FCA CF] Significant management (11 Mar 2021 to 30 Nov 2022)
    • [FCA CF] Manager of certification employee (11 Mar 2021 to 30 Nov 2022)
  • Katie Marie Law

    IRN KXL00069

    • [FCA CF] Significant management (10 Dec 2020 to 23 Jul 2021)
  • Keith Roland Meier

    IRN KRM01076

    • CF1 Director (13 Apr 2017 to 10 Apr 2019)
  • Keith Warner Demmings

    IRN KWD01028

    • CF1 Director (27 Nov 2013 to 4 May 2017)
  • Kerry Crompton

    IRN KXC42636

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Kevin Richard Paterson

    IRN KRP00023

    • CF1 Director (13 Jan 2009 to 5 Jun 2013)
  • Lee Sturgeon

    IRN LXS42628

    • SMF1 Chief Executive (since 31 Mar 2025)
    • Responsible for Insurance Distribution (since 31 Mar 2025)
    • [FCA CF] Significant management (22 Aug 2024 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (22 Aug 2024 to 31 Mar 2025)
  • Maria Inez Ulmini Valle Danino

    IRN MXD00497

    • [FCA CF] Significant management (23 May 2022 to 2 Dec 2025)
    • [FCA CF] Manager of certification employee (23 May 2022 to 2 Dec 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.