Assurant Intermediary Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Soames Sembe Phares
IRN SXP00638
- [FCA CF] Significant management (11 Jul 2022 to 8 May 2024)
Stephen Ebbett
IRN SXE01358
- CF1 Director (AR) (23 Oct 2012 to 9 Jan 2015)
Steven Lloyd
IRN SXL00746
- [FCA CF] Significant management (11 Jul 2024 to 2 Dec 2025)
Stuart Edward Purdy
IRN SEP01093
- SMF9 Chair of the Governing Body (1 Mar 2023 to 31 Mar 2026)
- CF2 Non Executive Director (24 Oct 2019 to 8 Dec 2019)
Susan Northend
IRN SXN01458
- CF29 Significant management (4 Apr 2014 to 15 Jan 2016)
Suzanne Marie Shepherd
IRN SXS01103
- SMF3 Executive Director (since 27 Jan 2023)
Timothy Machin
IRN TXM42629
- SMF3 Executive Director (since 2 Sep 2025)
- [FCA CF] Manager of certification employee (2 Sep 2025 to 31 Oct 2025)
- [FCA CF] Significant management (2 Sep 2025 to 31 Oct 2025)
Timothy Patrick Clancy
IRN TPC01044
- CF1 Director (29 May 2014 to 1 Aug 2018)
Tracy Lindsay Morshead
IRN TLM01014
- CF2 Non Executive Director (20 Oct 2008 to 16 Jun 2017)
Victoria Anne Hodgson
IRN VAH01014
- CF1 Director (7 Nov 2008 to 30 Sep 2017)

Smaller firms operating under this firm's FCA authorisation.

Geraint Owens (no longer appointed)
FRN 525923 · Appointed 15 Jun 2010 · Until 24 Feb 2012
Mortgage & Protection Services Ltd (no longer appointed)
FRN 458150 · Appointed 15 Jun 2010 · Until 17 Nov 2011
Robson Scott Associates Ltd (no longer appointed)
FRN 525948 · Appointed 15 Jun 2010 · Until 7 Feb 2011
Ascend Limited (no longer appointed)
FRN 519703 · Appointed 10 Mar 2010 · Until 24 Feb 2012
Town & Country Limited (no longer appointed)
FRN 519704 · Appointed 10 Mar 2010 · Until 7 Feb 2011
Triangle Direct Limited (no longer appointed)
FRN 514463 · Appointed 11 Dec 2009 · Until 7 Feb 2011
Key Loans & Mortgages Limited (no longer appointed)
FRN 511621 · Appointed 3 Nov 2009 · Until 3 Dec 2010
Assured Mortgage & Insurance Services Ltd (no longer appointed)
FRN 511615 · Appointed 3 Nov 2009 · Until 13 Dec 2013
Open Door Debt Solutions Limited (no longer appointed)
FRN 505429 · Appointed 21 Aug 2009 · Until 24 Feb 2012
An Instant Word (Group) Ltd (no longer appointed)
FRN 504391 · Appointed 31 Jul 2009 · Until 7 Feb 2011

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.