Date authorised
1 April 2013
Companies House
04019801
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330090278
  • Complaints Contact

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330095656

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christian Wesley Formby Hernandez

    IRN CXF17410

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2025)
    • CF1 Director (23 Oct 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (23 Oct 2019 to 31 Mar 2025)
    • CF3 Chief Executive (23 Oct 2019 to 8 Dec 2019)
  • Christopher Michael Harrison

    IRN CMH01103

    • CF3 Chief Executive (3 Jan 2014 to 16 Dec 2015)
    • CF1 Director (3 Jan 2014 to 16 Dec 2015)
    • Responsible for Insurance Mediation (3 Jan 2014 to 16 Dec 2015)
  • Christopher Woolnough

    IRN CXW01905

    • [FCA CF] Significant management (11 Mar 2021 to 22 Aug 2024)
    • [FCA CF] Manager of certification employee (11 Mar 2021 to 22 Aug 2024)
  • Claude Kwasi Sarfo-Agyare

    IRN CKS01018

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
    • CF1 Director (4 Dec 2018 to 8 Dec 2019)
  • Colin Jonathan Graham

    IRN CJG01205

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2021)
    • CF29 Significant management (13 Nov 2017 to 8 Dec 2019)
  • Colin Kersley

    IRN CXK01240

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Dec 2022)
    • CF2 Non Executive Director (16 Jun 2017 to 8 Dec 2019)
  • Craig Peacock

    IRN CXP42631

    • [FCA CF] Significant management (9 Dec 2019 to 2 Dec 2025)
  • Darren John Billings

    IRN DXB01989

    • CF29 Significant management (3 Apr 2014 to 20 Dec 2017)
  • David Gordon Walker

    IRN DGW01052

    • CF29 Significant management (1 Nov 2007 to 30 Nov 2015)
    • CF1 Director (18 Mar 2005 to 30 Nov 2015)
    • CF17 Significant Mgt (Other Business Operations) (18 Mar 2005 to 31 Oct 2007)
    • CF2 Non Executive Director (14 Jan 2005 to 18 Mar 2005)
  • David Jones

    IRN DXJ42633

    • [FCA CF] Significant management (5 Dec 2023 to 2 Dec 2025)
    • [FCA CF] Manager of certification employee (5 Dec 2023 to 2 Dec 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.