Association of Optometrists

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Michael Rhys George
IRN MRG01127
- Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 7 Jun 2023)
- CF2 Non Executive Director (5 Jul 2007 to 8 Dec 2019)
Nizzakat Sabir
IRN NXS00542
- Director of firm who is not a certification employee or a SMF manager (since 7 Jun 2023)
Paul Chapman-Hatchett
IRN PXC00622
- Director of firm who is not a certification employee or a SMF manager (5 Jun 2024 to 30 Jan 2025)
Paul O'Connor
IRN PXO00103
- Director of firm who is not a certification employee or a SMF manager (since 17 Oct 2022)
Peter Graham Hampson
IRN PGH01120
- CF2 Non Executive Director (1 Jul 2014 to 15 May 2018)
Rachel Hiscox
IRN RXH00572
- Director of firm who is not a certification employee or a SMF manager (since 17 Oct 2022)
Robert Hughes
IRN RXH01527
- CF29 Significant management (1 Nov 2007 to 21 Mar 2012)
- Responsible for Insurance Mediation (29 Mar 2006 to 21 Mar 2012)
- CF3 Chief Executive (29 Mar 2005 to 21 Mar 2012)
- CF8 Apportionment and Oversight (29 Mar 2005 to 31 Mar 2009)
- CF17 Significant Mgt (Other Business Operations) (29 Mar 2005 to 31 Oct 2007)
Robin Banks
IRN RXB01705
- CF28 Systems and controls (1 Nov 2007 to 12 May 2009)
- CF2 Non Executive Director (14 Jan 2005 to 12 May 2009)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
Thurka Sivapalan
IRN TXS01491
- CF2 Non Executive Director (3 Jul 2008 to 13 Jun 2011)
Trevor John Warburton
IRN TJW01127
- CF2 Non Executive Director (14 Jan 2005 to 29 May 2014)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.