Date authorised
1 April 2013
Companies House
06135223
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 8
    The Courtyard
    Timothys Bridge Road
    Stratford-Upon-Avon
    Warwickshire
    CV37 9NP
    UNITED KINGDOM
    Phone
    +4401789773575
  • Complaints Contact

    Unit 8
    The Courtyard
    Timothys Bridge Road
    Stratford-Upon-Avon
    Warwickshire
    CV37 9NP
    UNITED KINGDOM
    Phone
    +4401789773575

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aled DAVIES

    IRN AXD00211

    • SMF3 Executive Director (since 12 Dec 2024)
  • David Edward Horton

    IRN DEH01084

    • Responsible for Insurance Distribution (since 29 Nov 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (17 Apr 2007 to 8 Dec 2019)
  • Gary Hackett

    IRN GXH01452

    • SMF3 Executive Director (9 Dec 2019 to 18 Mar 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Nov 2021)
    • CF8 Apportionment and Oversight (17 Apr 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (17 Apr 2007 to 30 Sep 2018)
    • CF1 Director (17 Apr 2007 to 8 Dec 2019)
  • Mark James Westgarth

    IRN MJW01396

    • SMF3 Executive Director (since 12 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.