Date authorised
1 March 2017
Companies House
09003909
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Dalton Court
    Commercial Road
    Darwen
    Lancashire
    BB3 0DG
    UNITED KINGDOM
    Phone
    +448081617008
  • Complaints Contact

    9 Dalton Court
    Commercial Road
    Darwen
    Lancashire
    BB3 0DG
    UNITED KINGDOM
    Phone
    +448081617008

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrea Marie Loasby

    IRN AMB01221

    • SMF3 Executive Director (9 Dec 2019 to 28 May 2021)
    • CF1 Director (1 Mar 2017 to 8 Dec 2019)
  • James William Michael Whittle

    IRN JWW01099

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (1 Mar 2017 to 30 Sep 2018)
    • CF1 Director (1 Mar 2017 to 8 Dec 2019)
  • Sarah Jane Salisbury

    IRN SXS00614

    • SMF3 Executive Director (since 25 Jul 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.