Date authorised
20 November 2018
Companies House
SC528892
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    0/2 106 Lancefield Quay
    Glasgow
    Lanarkshire
    G3 8HR
    UNITED KINGDOM
    Phone
    +441418160150
  • Complaints Contact

    0/2 106 Lancefield Quay
    Glasgow
    Lanarkshire
    G3 8HR
    UNITED KINGDOM
    Phone
    +441418160150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Membership of a Lloyd's syndicate

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ashley Baxter

    IRN AXB04155

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 20 Nov 2018)
    • CF1 Director (19 Nov 2018 to 8 Dec 2019)
  • Katherine Baxter

    IRN KXB00374

    • SMF3 Executive Director (14 Apr 2022 to 11 Jan 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.