ASHENDEN FINANCE (UK) LIMITED

• Principal Place of Business

  Flat 31

  Ashburnham Mansions

  Ashburnham Road

  London

  SW10 0PA

  UNITED KINGDOM

  Phone

  +442036370181

  Web

  https://www.ashendenfinance.ch/en/home

• Complaints Contact

  Flat 31

  Ashburnham Mansions

  Ashburnham Road

  London

  SW10 0PA

  UNITED KINGDOM

  Phone

  +442036370181

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michele Glauco Lischetti

  IRN MGL01094

  • [FCA CF] Client dealing (since 1 Aug 2023)
  • CF30 Customer (9 Mar 2016 to 8 Dec 2019)
• Paolo Belvederesi

  IRN PXB01822

  • [FCA CF] Client dealing (since 27 Feb 2026)
• Sacha Bruno Biffi

  IRN SBB01072

  • CF30 Customer (10 Mar 2016 to 3 Nov 2016)
• Stefano Ferrero

  IRN SXF00524

  • [FCA CF] Client dealing (since 12 Feb 2025)
• Stéphane Philippe Gabriel Butti

  IRN SPB01232

  • [FCA CF] Client dealing (since 1 Aug 2023)
  • CF30 Customer (9 Nov 2016 to 8 Dec 2019)

• ASG Capital (UK) Limited (no longer appointed)

  FRN 749562 · Appointed 10 Jun 2016 · Until 3 Nov 2016

No changes recorded yet.