Ashbrooke Underwriting Services Limited

Date authorised
1 April 2013
Companies House
01674675
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Eagle Court
    London
    EC1M 5QD
    UNITED KINGDOM
    Phone
    +4402036420562
  • Complaints Contact

    8
    Eagle Court
    London
    Islington
    EC1M 5QD
    UNITED KINGDOM
    Phone
    +442036420562

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, Assistance, Damage to property, Fire and natural forces, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kathryn Susan Thomas

    IRN KST01025

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 21 May 2020)
  • Kerry Francis Richardson

    IRN KFR01010

    • CF1 Director (1 Dec 2001 to 21 Jan 2003)
  • Kerry Lynne Cooper

    IRN KLC01034

    • CF17 Significant Mgt (Other Business Operations) (20 Oct 2004 to 30 Sep 2007)
    • CF1 Director (20 Oct 2004 to 30 Sep 2007)
  • Kevin Morris Sinclair

    IRN KXS01232

    • CF1 Director (10 Jun 2005 to 30 Sep 2007)
  • Mark Sydney Clare

    IRN MSC01040

    • CF8 Apportionment and Oversight (1 Dec 2001 to 21 Jan 2003)
    • CF3 Chief Executive (1 Dec 2001 to 21 Jan 2003)
    • CF1 Director (1 Dec 2001 to 21 Jan 2003)
  • Nigel Roland Howard Clark

    IRN NRC01035

    • CF10 Compliance Oversight (14 Mar 2005 to 28 Feb 2006)
    • CF2 Non Executive Director (8 Jan 2004 to 14 Mar 2005)
    • CF1 Director (6 Feb 2003 to 8 Jan 2004)
  • Omar Farooq Hameed

    IRN OXH01024

    • CF10 Compliance Oversight (1 Nov 2004 to 29 Jan 2005)
  • Philip Mark Byrne

    IRN PXB37774

    • [FCA CF] Significant management (8 Jan 2019 to 21 May 2020)
  • Robert James Scott

    IRN RJS01336

    • CF3 Chief Executive (8 Apr 2015 to 6 Mar 2016)
    • CF1 Director (29 Oct 2014 to 3 May 2016)
    • CF28 Systems and controls (21 Jan 2009 to 10 May 2010)
  • Robert Warner

    IRN RXW01823

    • SMF3 Executive Director (10 Dec 2018 to 30 Apr 2019)
    • SMF25 Small Insurer Senior Management Function (10 Dec 2018 to 30 Apr 2019)
    • CF1 Director (2 Dec 2016 to 9 Dec 2018)
    • SIMF25 Small Insurer Senior Manager (30 Nov 2016 to 9 Dec 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.