Ashberg Limited

Date authorised
1 April 2013
Companies House
06987478
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Landmark
    2 Portman Street
    Westminster
    London
    W1H 6DU
    UNITED KINGDOM
    Phone
    +442037451320
    Web
    https://www.ashbergmfo.com

  • Complaints Contact

    Landmark
    2 Portman Street
    London
    Westminster
    W1H 6DU
    UNITED KINGDOM
    Phone
    +442037451320

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · The firm must not conduct any designated investment business with retail clients other (or except) than corporate finance business.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roderick Beer

    IRN RXB02241

    • CF30 Customer (9 Mar 2015 to 3 May 2016)
  • SUSAN JOY DARK

    IRN SJD01297

    • CF30 Customer (5 May 2011 to 1 Mar 2013)
    • CF1 Director (5 May 2011 to 1 Mar 2013)
  • Sean Michael Austin Roger Hogan

    IRN SXH01183

    • CF1 Director (AR) (since 13 Jun 2024)
  • Simon Heywood

    IRN SXH02280

    • CF30 Customer (19 Sep 2013 to 1 May 2025)
  • Tania Wreford

    IRN TXW01408

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (28 Jun 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Feb 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Feb 2015 to 8 Dec 2019)
  • Thilo Hoffmann

    IRN TXH01353

    • [FCA CF] Client dealing (8 Feb 2023 to 28 Jul 2023)
  • Timothy Paul Murray

    IRN TPM01025

    • [FCA CF] Client dealing (21 Feb 2022 to 12 Jul 2023)
  • William Stanhope Owen

    IRN WXO22051

    • CF1 Director (AR) (19 Aug 2020 to 28 Apr 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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