Ashberg Limited

Date authorised
1 April 2013
Companies House
06987478
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Landmark
    2 Portman Street
    Westminster
    London
    W1H 6DU
    UNITED KINGDOM
    Phone
    +442037451320
    Web
    https://www.ashbergmfo.com

  • Complaints Contact

    Landmark
    2 Portman Street
    London
    Westminster
    W1H 6DU
    UNITED KINGDOM
    Phone
    +442037451320

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · The firm must not conduct any designated investment business with retail clients other (or except) than corporate finance business.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gregory Swenson

    IRN GXS02281

    • [FCA CF] Client dealing (7 Feb 2022 to 12 Jul 2023)
  • Guy James Ainsley

    IRN GXA24071

    • CF30 Customer (20 Nov 2019 to 19 May 2022)
  • Izak Jacobus Visagie

    IRN IJV01001

    • CF30 Customer (since 20 Feb 2013)
  • Jan Louis van den Berg

    IRN JLV01013

    • CF30 Customer (28 Feb 2013 to 8 Apr 2022)
  • Jeremy Richard Biggs

    IRN JRB01209

    • CF1 Director (AR) (22 Oct 2015 to 9 Dec 2015)
    • CF3 Chief Executive (AR) (20 Jul 2015 to 9 Dec 2015)
    • CF10 Compliance Oversight (5 Aug 2010 to 27 Feb 2015)
    • CF11 Money Laundering Reporting (5 Aug 2010 to 27 Feb 2015)
    • CF30 Customer (5 Aug 2010 to 9 Dec 2015)
    • CF1 Director (5 Aug 2010 to 10 Sep 2014)
  • John Ralph Vestdam-Crowe

    IRN JRV01027

    • CF30 Customer (1 Jan 2012 to 21 Feb 2013)
  • John Scott Dallas

    IRN DXJ01179

    • [FCA CF] Client dealing (since 13 Jun 2024)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Aug 2010 to 8 Dec 2019)
    • CF30 Customer (5 Aug 2010 to 8 Dec 2019)
    • CF3 Chief Executive (5 Aug 2010 to 8 Dec 2019)
  • Jonathan Corin Hill

    IRN JXH01098

    • CF30 Customer (24 Apr 2023 to 1 May 2025)
  • Juan Pablo Dallmann

    IRN JPD01137

    • [FCA CF] Client dealing (since 9 Mar 2022)
  • Julian Clement Hirst

    IRN JCH01096

    • CF30 Customer (4 Sep 2013 to 23 Oct 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.