Ashberg Limited

• Principal Place of Business

  Landmark

  2 Portman Street

  Westminster

  London

  W1H 6DU

  UNITED KINGDOM

  Phone

  +442037451320

  Web

  https://www.ashbergmfo.com

• Complaints Contact

  Landmark

  2 Portman Street

  London

  Westminster

  W1H 6DU

  UNITED KINGDOM

  Phone

  +442037451320

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm must not conduct any designated investment business with retail clients other (or except) than corporate finance business.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Keith Norman George Bradley

  IRN KNB01020

  • CF2 Non Executive Director (5 Aug 2010 to 30 Sep 2010)
• Kevin Robert Alcock

  IRN KRA01030

  • CF30 Customer (5 Aug 2010 to 2 Dec 2013)
• Krynauw Kruger

  IRN KXK01352

  • CF30 Customer (20 Jun 2013 to 18 May 2015)
• Leslie Ross Stewart Mitchell

  IRN LRM01034

  • CF1 Director (5 Aug 2010 to 15 Feb 2019)
• Marilyn Patricia Stemler

  IRN MXS00342

  • CF30 Customer (8 Feb 2021 to 1 May 2025)
• Martin Schwarzburg

  IRN MXS02250

  • [FCA CF] Client dealing (22 Feb 2022 to 12 Jul 2023)
• Michael David Oliver

  IRN MDO01041

  • CF1 Director (10 Sep 2014 to 15 Jan 2015)
• Michael James Lurcock

  IRN MJL01327

  • CF30 Customer (3 May 2011 to 21 Feb 2013)
• Michael Paul Hitchcock

  IRN MPH01138

  • CF1 Director (5 May 2011 to 21 Feb 2013)
  • CF30 Customer (5 May 2011 to 21 Feb 2013)
• Michel Jean-Jacques Jouanna

  IRN MXJ00535

  • CF1 Director (AR) (since 17 Jul 2025)
  • CF30 Customer (since 17 Jul 2025)

• NCL Technology Ventures Ltd (no longer appointed)

  FRN 682704 · Appointed 8 Apr 2015 · Until 9 May 2016

• Ruffena Investment Group Limited (no longer appointed)

  FRN 607363 · Appointed 16 Sep 2013 · Until 1 May 2025

• Julian Clement Hirst (no longer appointed)

  FRN 606826 · Appointed 4 Sep 2013 · Until 10 Aug 2015

No changes recorded yet.