Date authorised
22 November 2019
Companies House
07766902
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wogan House
    99 Great Portland Street
    London
    Westminster
    W1W 7NY
    UNITED KINGDOM
    Phone
    +442035760332
  • Complaints Contact

    Wogan House
    99 Great Portland Street
    London
    Westminster
    W1W 7NY
    UNITED KINGDOM
    Phone
    +442035760332

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jean Francois Rollet de Fougerolles

    IRN JFR01054

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (22 Nov 2019 to 8 Dec 2019)
    • CF3 Chief Executive (22 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (22 Nov 2019 to 8 Dec 2019)
    • CF1 Director (22 Nov 2019 to 8 Dec 2019)
  • Keir Inverarity Wright-Whyte

    IRN KXW00395

    • [FCA CF] Client dealing (since 18 Mar 2024)
  • Kieran Hill

    IRN KXH01858

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Nov 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 4 Nov 2021)
    • CF11 Money Laundering Reporting (22 Nov 2019 to 8 Dec 2019)
    • CF1 Director (22 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (22 Nov 2019 to 8 Dec 2019)
  • Kingsley John Neville Meek

    IRN KJM01105

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 12 May 2023)
    • CF2 Non Executive Director (22 Nov 2019 to 8 Dec 2019)
  • Rakesh Murria

    IRN RXM00408

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Mar 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Remigio Richard Carlo Minute

    IRN RXM10811

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF2 Non Executive Director (22 Nov 2019 to 8 Dec 2019)
  • Romha Berhane

    IRN RXB00769

    • [FCA CF] Client dealing (since 22 Mar 2023)
  • Sonia George

    IRN SXG00644

    • [FCA CF] Client dealing (since 22 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

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