Ascend Broking Group Limited

Date authorised
13 April 2017
Companies House
10468557
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21 Springfield Lyons Approach
    Springfield
    Chelmsford
    Essex
    CM2 5LB
    UNITED KINGDOM
    Phone
    +4401245449060
    Web
    https://www.ascendbroking.co.uk

  • Complaints Contact

    21 Springfield Lyons Approach
    Springfield
    Chelmsford
    Essex
    CM2 5LB
    UNITED KINGDOM
    Phone
    +4401245449060

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanne Fowler

    IRN JXF00690

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Apr 2026)
    • SMF16 Compliance Oversight (since 28 Apr 2026)
    • SMF3 Executive Director (since 1 Jul 2025)
  • Matthew James Collins

    IRN MJC01421

    • CF3 Chief Executive (AR) (since 10 Jun 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (13 Apr 2017 to 30 Sep 2018)
    • CF1 Director (13 Apr 2017 to 8 Dec 2019)
  • Matthew Price

    IRN MXP28262

    • SMF3 Executive Director (since 28 Apr 2020)
  • Philip Michael Cunningham

    IRN PMC01124

    • CF2 Non Executive Director (12 Sep 2017 to 8 Dec 2019)
    • CF1 Director (13 Apr 2017 to 12 Sep 2017)
  • Simon David Horton

    IRN SXH01081

    • SMF3 Executive Director (since 15 Nov 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.