Date authorised
1 April 2013
Companies House
01193013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4401403327714
  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    SCOTLAND
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Smith

    IRN AXS00089

    • [FCA CF] Manager of certification employee (since 24 Nov 2023)
    • [FCA CF] Significant management (since 15 Jul 2020)
  • Alia Morgan

    IRN AXM01346

    • [FCA CF] Significant management (1 Nov 2022 to 13 Oct 2023)
  • Alison Ruth Bain

    IRN AXB14101

    • CF29 Significant management (10 Jul 2019 to 2 Oct 2019)
  • Alissa Gai Pohl Pfitzner

    IRN AGP01074

    • CF1 Director (10 Nov 2006 to 11 Sep 2012)
  • Alistair Anthony Lockhart-Smith

    IRN AAL01043

    • [FCA CF] Significant management (10 Mar 2021 to 17 Feb 2023)
    • CF4 Partner (AR) (24 Apr 2018 to 30 Nov 2020)
  • Alistair Piers Lester

    IRN AXL24534

    • [FCA CF] Significant management (since 1 Aug 2025)
  • Alkis Kosmas Tsimaratos

    IRN AXT00127

    • [FCA CF] Significant management (1 Dec 2021 to 30 Jun 2023)
  • Andrew Edelsten Agnew

    IRN AEA01026

    • Responsible for Insurance Mediation (9 Feb 2016 to 10 May 2017)
    • CF3 Chief Executive (9 Feb 2016 to 10 May 2017)
    • CF1 Director (9 Feb 2016 to 7 Jul 2017)
    • CF29 Significant management (11 Oct 2011 to 21 Apr 2016)
  • Andrew Gordon Urquhart Law

    IRN AXL00127

    • [FCA CF] Manager of certification employee (since 9 Oct 2023)
    • [FCA CF] Significant management (since 1 Dec 2021)
  • Andrew Keith Royle

    IRN AKR01047

    • [FCA CF] Significant management (1 Jul 2020 to 31 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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