Date authorised
1 April 2013
Companies House
01193013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4401403327714
  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    SCOTLAND
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Louise Griffiths

    IRN SXG35364

    • SMF18 Other Overall Responsibility (since 29 May 2020)
  • Scott Lee Randall

    IRN SXR00168

    • [FCA CF] Significant management (1 Dec 2021 to 31 Oct 2022)
  • Shirley Ann Warner

    IRN SAW01217

    • [FCA CF] Manager of certification employee (since 7 Jan 2026)
    • [FCA CF] Significant management (since 1 Jul 2025)
  • Simon Anthony Green

    IRN SAG01150

    • SMF14 Senior Independent Director (since 26 Nov 2025)
    • SMF10 Chair of the Risk Committee (since 3 Dec 2021)
    • CF2 Non Executive Director (6 Jun 2017 to 8 Dec 2019)
  • Simon Charles Matson

    IRN SCM01143

    • SMF7 Group Entity Senior Manager (since 9 Dec 2019)
    • CF1 Director (9 Feb 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Feb 2016 to 11 Sep 2018)
    • CF3 Chief Executive (9 Feb 2016 to 11 Sep 2018)
    • CF1 Director (AR) (7 Oct 2008 to 21 Dec 2018)
  • Simon Curtis

    IRN SXC00073

    • [FCA CF] Significant management (since 26 Aug 2020)
  • Simon James Behagg

    IRN SJB01603

    • SMF3 Executive Director (26 Jul 2022 to 17 Jul 2023)
    • SMF18 Other Overall Responsibility (4 Jan 2022 to 26 Jul 2022)
    • [FCA CF] Manager of certification employee (2 Mar 2021 to 13 Apr 2022)
    • [FCA CF] Significant management (26 Feb 2021 to 13 Apr 2022)
    • CF4 Partner (AR) (19 May 2018 to 30 Nov 2020)
    • CF29 Significant management (7 Nov 2016 to 6 Jun 2019)
  • Simon John Collings

    IRN SXC00074

    • SMF18 Other Overall Responsibility (since 18 Mar 2025)
  • Simon Marsland Gander

    IRN SMG01111

    • CF1 Director (AR) (4 Jan 2007 to 11 Mar 2008)
    • CF1 Director (4 Nov 2005 to 11 Mar 2008)
  • Simon Middleton

    IRN SXM01946

    • CF1 Director (AR) (13 May 2020 to 23 Aug 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.