Date authorised
1 April 2013
Companies House
01193013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4401403327714
  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    SCOTLAND
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon William Frederick Brookes

    IRN SXB04023

    • [FCA CF] Manager of certification employee (since 1 Apr 2025)
    • [FCA CF] Significant management (since 1 Apr 2025)
  • Sophie Elizabeth Browne

    IRN SXB00082

    • [FCA CF] Significant management (since 1 Jul 2020)
  • Stephen Ronald Wilkinson

    IRN SXW00485

    • [FCA CF] Significant management (since 18 Aug 2021)
  • Steven Derek Robson

    IRN SXR01449

    • [FCA CF] Manager of certification employee (23 Jan 2024 to 21 Mar 2024)
    • [FCA CF] Significant management (27 Nov 2023 to 31 Dec 2024)
  • Steven Essex-Crosby

    IRN SXE00349

    • [FCA CF] Significant management (since 8 Sep 2025)
  • Steven Roger Rance

    IRN SRR01051

    • [FCA CF] Significant management (2 Mar 2021 to 28 Mar 2023)
    • CF4 Partner (AR) (6 Dec 2018 to 30 Nov 2020)
  • Stuart James Fatt

    IRN SXF20498

    • CF29 Significant management (3 Dec 2019 to 8 Dec 2019)
  • Susan Anne Wright

    IRN SXW08025

    • CF29 Significant management (6 Nov 2018 to 8 Dec 2019)
  • Susan Carol Langley

    IRN SCW01073

    • SMF9 Chair of the Governing Body (since 14 Mar 2024)
    • SMF13 Chair of the Nominations Committee (since 9 Dec 2019)
    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 6 Sep 2024)
    • CF2 Non Executive Director (18 Sep 2015 to 8 Dec 2019)
  • Suzanne Davina Maughan

    IRN SXM04575

    • [FCA CF] Significant management (since 26 Sep 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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