Date authorised
1 April 2013
Companies House
01193013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4401403327714
  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    SCOTLAND
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil David Eckert

    IRN NDE01007

    • CF2 Non Executive Director (AR) (21 Feb 2013 to 8 Sep 2015)
    • CF2 Non Executive Director (30 Jan 2013 to 8 Sep 2015)
  • Neil Laurence Charles Strong

    IRN NLS01033

    • CF1 Director (AR) (8 Feb 2013 to 31 Dec 2013)
  • Neville Brendon Ching

    IRN NBC01014

    • CF4 Partner (AR) (27 Jun 2018 to 30 Nov 2020)
  • Nicholas Croxford

    IRN NXC00358

    • [FCA CF] Significant management (since 7 Aug 2023)
    • [FCA CF] Manager of certification employee (25 Aug 2023 to 21 Mar 2024)
  • Nicholas Williams-Walker

    IRN NXW01253

    • SMF18 Other Overall Responsibility (14 Mar 2024 to 22 Sep 2024)
    • CF1 Director (AR) (24 Feb 2020 to 22 Sep 2024)
    • SMF3 Executive Director (7 Feb 2020 to 14 Mar 2024)
  • Oliver Charles Homer

    IRN OCH01003

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 22 Jul 2024)
    • CF29 Significant management (10 Jul 2019 to 8 Dec 2019)
  • Patrick Joseph Aloysius Jago

    IRN PXJ00035

    • [FCA CF] Significant management (1 Dec 2021 to 21 Mar 2024)
  • Paul Julian Bassett

    IRN PJB01474

    • [FCA CF] Significant management (since 1 Apr 2025)
  • Paul Lewis

    IRN PXL00012

    • [FCA CF] Significant management (12 May 2020 to 18 Oct 2021)
  • Peter Charles Elson

    IRN PCE01026

    • [FCA CF] Manager of certification employee (since 1 Jul 2020)
    • [FCA CF] Significant management (since 1 Jul 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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