Date authorised
1 April 2013
Companies House
01193013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4401403327714
  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    SCOTLAND
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Keri John Lewis

    IRN KXL00182

    • [FCA CF] Significant management (7 Feb 2022 to 31 Jul 2024)
  • Kieran Hugh Duffy

    IRN KXD00222

    • [FCA CF] Significant management (since 7 Feb 2022)
  • Laura Jane Irving

    IRN LXI00053

    • [FCA CF] Significant management (10 Jan 2025 to 16 Oct 2025)
  • Lisa Karen Bliss

    IRN LKB01030

    • CF4 Partner (AR) (23 Apr 2018 to 25 Mar 2020)
  • Louise Alexandra Virginia Charlotte Patten

    IRN LAP01046

    • SMF12 Chair of the Remuneration Committee (6 Sep 2024 to 4 Jan 2025)
    • Director of firm who is not a certification employee or a SMF manager (5 Feb 2021 to 6 Sep 2024)
    • CF2 Non Executive Director (31 Mar 2016 to 8 Dec 2019)
  • Louise Elinor Baillie

    IRN LXB00804

    • SMF18 Other Overall Responsibility (since 4 Aug 2025)
    • [FCA CF] Significant management (since 17 Jun 2025)
    • [FCA CF] Manager of certification employee (since 17 Jun 2025)
  • Louise Jane Porter

    IRN LXP00354

    • [FCA CF] Significant management (since 24 Nov 2023)
  • Louise Marie Hughes

    IRN LXH00035

    • SMF16 Compliance Oversight (28 Jun 2024 to 11 Feb 2025)
    • [FCA CF] Manager of certification employee (13 Jul 2023 to 28 Jun 2024)
    • [FCA CF] Significant management (1 Jul 2020 to 28 Jun 2024)
  • Louise Marling

    IRN LXM46331

    • SMF18 Other Overall Responsibility (since 16 Aug 2024)
  • Malcolm Leonard Payton

    IRN MLP01088

    • [FCA CF] Manager of certification employee (18 May 2020 to 8 Dec 2025)
    • [FCA CF] Significant management (18 May 2020 to 8 Dec 2025)
    • CF4 Partner (AR) (24 Mar 2018 to 30 Nov 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.